Law & Governance
Abstract
Crises share four common characteristics:
- No matter how prepared a hospital - or any organization -
thinks it is, there is always a price to be paid: at best a chip,
at worst a chunk of reputation is questioned or lost.
- A crisis virtually never happens when we are best prepared for
one.
- As often as not, we create our own crisis.
- A crisis generally lasts a lot longer than we think it
should.
Crises come in many shapes and sizes, and increasingly they are
issue-driven (i.e., changing legislation, new regulations, funding,
community relations). However, still too many organizations, if
they plan at all, tend to focus their
crisis-management/communications plans and processes on
event-driven incidents (i.e., fire, a missing patient, food
poisoning). As a result, they neither expect nor know how to
effectively manage and overcome issue-driven crises. Yet more and
more, crises currently tend to be issue-driven.
Consider one health centre that wanted to site an AIDS clinic a few
blocks from its main building. Management found a location and
quietly signed a lease. Word leaked, and within days there was a
community-wide maelstrom of fear and anger the centre's management
never expected. There was no contingency plan, nothing prepared to
explain intent or allay unfounded fears. Worse yet, management was
attacked for its secretiveness, and the entire worthwhile project
slipped off the drawing board. Ironically, later it was discovered
that a handful of doctors who had offices adjacent to the planned
AIDS clinic actually started rumours that soon had the
neighbourhood in total opposition. They did so because they feared
their patients would be upset and possibly change doctors.
Consider the hospital that for two days "lost" a patient who had
died. Naturally, the media had a field day. Bad enough that such an
incident happened, but worse yet the fact that management refused
to comment, and at no time expressed regret because hospital legal
counsel advised against it for fear of admitting culpability. This,
on the heals of an attempted suicide by a patient that nearly
succeeded, caused incredible media scrutiny of the hospital's
operating procedures and staffing practices.
Finally, consider the hospital that wanted to be one step ahead of
Ontario's restructuring commission and concluded a secret deal with
another hospital - all for the right reasons and logical
longer-term benefits for the community. But secret deals have a way
of backfiring, especially when local politicians are left out of
the picture and have to play catch-up. So what started as a good
idea became a nightmare, with just about everyone confused, angry
and feeling threatened. And the marriage planned in heaven turned
into the experience from hell when advocates united and arranged
huge parades of protest. The protests were supported by many of the
staff in both hospitals who, rightly, were concerned about their
own jobs.
When Perception Becomes Reality
Marshall McLuhan, the brilliant Canadian media futurist, once said,
"If I hadn't of believed it, I wouldn't have seen it." He also
said, "In the world of instant information, rumours are the real
thing."
Both quotes are very relevant and appropriate when it comes to
crisis management and communications. In the majority of crisis
situations, the incident or the issue is actually magnified because
there is an absence of timely, sustained information sharing and
often a lack of senior-level visibility. The result: the rumour
mill runs rampant. What observers of the crisis imagine or want to
believe too often becomes "fact." And so perception becomes
reality, with the result that a relatively minor crisis can take on
menacing proportions.
To illustrate the dynamics of perception versus reality, we
developed a diagram, called Critical Space. It shows that with
time, the gap between external perceptions and internal reality
tends to widen when decisive action is not taken and there is no
effective, immediate supporting communications process.
By way of vivid example, recall the explosion of the NASA shuttle
Challenger, shown live on television, and the hours of confusion
and misinformation that followed. The gap between NASA's reality
and external perception was widening rapidly the first 24 hours.
Why? Because the trained spokespeople were locked into the mission
control bunker near the launch pad. The procedures, since revised,
called for the spokespeople to be in the bunker during the launch.
What no one thought about was the fact that the bunker's huge
protective doors automatically locked for 24 hours in the case of
an accident. The reason: to ensure there could be a complete
debrief. The result: Critical Space at work due to little or no
accurate information provided by inexperienced spokespeople.
The Case of the Missing ER
There is a Canadian city with three hospitals where several years
ago the ER physicians decided they wanted substantially more money
and fewer hours to work. They announced they would stay away from
work if their demands were not met. Concurrently, there was a
municipal budget review underway, and in looking at ways to reduce
costs, it was decided that rather than have three emergency rooms
operating 24 hours a day, one was enough. Research also showed that
upwards of 60% of those who came to the city's three ERs could have
visited a doctor for treatment, but either did not have a regular
family doctor or did not want to wait for an appointment.
As a result, there was a recommendation endorsed by the district
health council to close the ERs in hospitals A and B between 6 AM
and 10 PM; to operate the ER at hospital B with skeleton staff
between 10 PM and 6 AM to handle only light cases; and to operate
the ER at hospital C round the clock, but with no added staff. To
further complicate the issue, it was suggested that the ER in the
most centrally located hospital - hospital C - be designated the
"ER of first choice." In other words, all ambulances would take
patients there first.
Without too much discussion, the changes were announced and
implemented almost immediately. There was an advertisement carried
twice in the local daily newspaper; it was a quarter page and that
did not allow room for maps and details. For a one-week period,
30-second radio announcements were run on three local stations,
mostly during peak drive times. The local weekly shopping tabloid
also printed a notice, and all media carried at least two or three
short "reactions to the change"-type stories.
Just about all stakeholders reacted angrily. The ER doctors claimed
the decision was recrimination for their threatened walkout. ER
nurses alleged they probably could not cope. Citizens' groups
warned of confusion and possible senseless deaths. Ambulance
drivers complained that they would have longer runs and jeopardize
those being rushed to hospital. The elderly expressed concerns
about ease of access. Some city councillors expressed outrage. Even
taxi drivers complained. There was ongoing confusion about what ER
service was available where, and a general belief that there was
only one ER now in the city.
About a week after the new arrangement was in place, an ambulance
was involved in a collision with a car as it raced to the "ER of
first choice." Three ambulances were quickly dispatched to now
transfer the initial patient - a suspected victim of a heart attack
- and three other people injured in the collision. Naturally, media
showed graphic footage on television, carried intense interviews on
radio, and bold headlines splashed across the front page of the
daily newspaper. Talk and phone-in radio programs focused on the
incident, citing the inherent danger of the recent change. And, of
course, there was much grumbling on the part of citizens over
fences and in the stores.
Throughout this period, the hospitals said virtually nothing,
either to employees or to their constituency. Polite form letters
that did little to reassure or outline the facts were mailed to
those who called to complain or get clarification. Requests for
interviews were turned down. The district health council stood by
its position and said the hospitals could have implemented the
overall program any number of ways. The Mayor, trapped between
advocating fiscal restraint and supporting access to healthcare for
the poor and indigent, was doing her possible best to stay the
middle course of expressing concern and talking about the harsh
demands of balancing budgets.
Two days after the accident, in the middle of the night, there was
a small fire in the ER area of hospital A. It was quickly
discovered and contained, and by the time firefighters arrived it
was extinguished. The president of hospital A quickly issued a
three-line statement that said there was a small fire, no one was
injured or had to be moved and that damage was limited. However,
there was immediate speculation about sabotage. The fire marshal's
office announced the next day that there was no indication of foul
play and that the likely cause was an electrical short. By the time
the city had absorbed the second incident, the rumour mill and
speculation were in full flight. Three days after the mysterious
fire at hospital A, a man rushed his wife to that very ER only to
be told there was no service; he jumped back in his car and raced
to the ER with the skeleton staff. The wife was unconscious and
allegedly had fallen off their back porch and hit her head. An
ambulance was called and the man told that the "ER of first choice"
had facilities and staff that could help immediately, while the ER
at hospital B would have to call for help.
The woman was pronounced dead on arrival at hospital C.
(Interestingly, no physician ever saw or actually examined the
woman until she was taken into the ER at hospital C, and
surprisingly, the ambulance crew that transferred her from the car
and then into the hospital never checked her vital signs.)
Despite his grief, the man wasted no time in launching a huge
lawsuit against the three hospitals and providing a number of
emotional media interviews.
The level of media coverage was sustained. The outrage, anger, fear
and concern expressed by just about everyone was intense and
ongoing. It was a very bad time.
The presidents of hospitals A and C quickly issued statements
expressing their regrets; the president of hospital B was on
holidays. The local district health council said there would be a
review of procedures. The Mayor said death of a single person was
too high a price to pay for a balanced budget. Too bad for the
hospitals, it was too little, too late.
What Did Not Happen . . . And What Should Have
This series of incidents was the result of a classic case of no
planning and little preparation, poor coordination and haphazard,
ad hoc communications. It culminated in a crisis of perception, a
crisis of confidence and a number of event-based crises that, taken
as a whole, created a volatile environment and damaged the
reputations of all three hospitals.
What did not happen? Specifically:
- The rationale for ER changes was never properly
explained.
- Inadequate time was allotted for the transition.
- Many people did not understand how and where to access ER
services because there was little in the way of building public
awareness about the changes, how they work and what people should
consider and do.
- The hospitals failed to coordinate their actions and
communications.
- Public fears were not acknowledged and addressed.
- The incidents were not perceived to have been taken as serious
symptoms of a problem in need of fixing.
What should have happened?
- A thorough stakeholder assessment should have been conducted at
the outset - defining the stakeholders and their probable
positions.
- All those involved at the outset should have recognized the
need for an issues-management process to help manage the changes in
the ERs, and that a good, understood and shared contingency
crisis-management plan should have been prepared and ready for
use.
- The district health council, city hall and the three hospitals
should have worked very closely together to plan a phased-in
transition period.
- During this period, there should have been extensive (and
extensive does not mean expensive) educational communications to
staff, patients, the community, healthcare workers, media and other
key stakeholders.
- All healthcare professionals and support staff should have been
given briefings and asked to help spread the message on how the
system will work.
- The heads of the three hospitals should have been prepared with
a coordinated plan of action for any significant incident and been
accessible at all times the first few weeks of the
changeover.
- They also should have been much more visible and enlisted the
active involvement of the Mayor and the head of the district health
council, and representatives of other stakeholder groups that would
be affected directly.
- Throughout, the hospital presidents should have demonstrated a
much greater level of sensitivity to people's concerns and
confusion.
- Particularly in the fire and the death, the city's healthcare
system should have been highly visible in helping brief elected
officials, the media and advocate groups.
The Bottom Line
Organizations have a propensity for rationalization. It is a
natural phenomenon. It also is an extremely dangerous and expensive
alternative to planning, testing and maintaining both an effective
issues-management system and a crisis-management/communications
plan and process.
Having worked with a number of organizations in the healthcare
sector, from the federal level through to provincial agencies and a
host of hospitals, we have developed great respect for the
fundamental integrity and professionalism we see at every level.
But we also have developed a great concern over the lack of well-
maintained, detailed, understood and tested
crisis-management/communications plans across the healthcare
sector. Unfortunately, this is also the case with far too many
organizations in the not-for-profit sector.
Equally important, we see remarkably little evidence of
issues-management systems in place in hospitals. When well planned
and applied, they can help prevent crises - especially the
issues-based ones like the case outlined above. We always explain
to those we counsel that an issue unresolved inevitably becomes a
conflict, and a conflict most often simmers into a crisis.
In the current environment of litigation and change, it is not good
enough to ride on noble thoughts, high hopes and a wing and a
prayer.
Bart Mindszenthy and Gail Roberts are principals of The Mindszenthy
& Roberts Corp., a Toronto-based firm specializing in major
change, conflict and crisis management/ communication and issues
management.
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